Our seasoned AML executives and analysts design, develop and refine compliance program components for all categories of Reporting Entities. Our designs and refinements are based on legislative and regulatory guidance, upper-range industry practices, experience, and organizational realities.
We conduct these engagements to assist reporting entities who:
Have been notified of an upcoming regulator examination for AML compliance, and have not completely implemented their compliance regime (e.g. have not completed their risk assessment or risk based approach documentation);
Are applying for a licence to begin operations as a financial entity, and need to develop and implement an AML compliance regime;
Have been ordered by a regulator to develop aspects of their compliance regime because of deficiencies identified in the course of an examination;
Have recently been tasked with AML compliance at their organization, and would like to know where they stand; or
Have been asked to produce their compliance regime documentation by a banking partner.
Our seasoned AML executives and analysts design, develop and refine compliance program components for all categories of Reporting Entities. Our designs and refinements are based on legislative and regulatory guidance, upper-range industry practices, experience, and organizational realities.
We conduct these engagements to assist reporting entities who: